Return to course: Intro to Fintech Compliance
Course Overview
Fintech Compliance : Multiple Choice
1. Fintech compliance mainly helps companies:
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a) Save money on marketing
b) Avoid fines and build trust
c) Increase website traffic
d) Improve branding only
2. A Compliance Management System (CMS) is best described as:
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a) A database for storing contracts
b) A framework for achieving & sustaining compliance
c) A social media tool
d) A sales strategy
3. Embedding compliance into daily operations:
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a) Has no effect
b) Creates delays
c) Strengthens customer trust
d) Lowers productivity
4. What is a main benefit of compliance for investors?
*
a) Higher marketing budgets
b) More trust and credibility
c) Reduced payroll costs
d) Larger office space
5. The key message of this video is:
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a) CMS replaces compliance
b) CMS supports compliance
c) Compliance is optional
d) Compliance is only legal paperwork
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