Compliance Policies and Regulatory Matters Please provide copies of your current, finalized compliance policies and procedures relevant to your business operations. If applicable, please also provide copies of any final regulatory, insurer, or customer notices, inquiries, or allegations relating to potential violations of law or regulation within the past [X] years, along with a brief description of any remediation or corrective actions taken. Policies and Program Documentation Please provide the following policies, procedures, or program documentation, if applicable to your organization: Privacy Policy or Privacy Program documentation Complaint Management Policy and complaint log Compliance Training Policy or training materials Compliance Management System (CMS) documentation Vendor Risk Management Policy or program Corrective Action Policy or procedures Audit, Monitoring, and Testing Policy or procedures Customer-Facing Materials Please also provide any customer-facing scripts, disclosures, marketing materials, or other communications that may be used in connection with the services or relationship contemplated with Checkbook.

Please provide proof of general liability insurance in an amount commensurate with the risk involved in the conduct and operation of your business.

Audited financial statements may be required for larger entities, while unaudited financials and tax returns are acceptable for small and mid-sized entities.